Multiple dose pharmacokinetics of caffeine administered in chewing gum to normal healthy volunteers
BIOPHARMACEUTICS & DRUG DISPOSITIONBiopharm. Drug Dispos. 26: 403–409 (2005)Published online in Wiley InterScience (www.interscience.wiley.com). DOI: 10.1002/bdd.469
Multiple Dose Pharmacokinetics of Caffeine Administeredin Chewing Gum to Normal Healthy Volunteers
Shariq A. Syeda, Gary H. Kamimorib, William Kellyb and Natalie D. Eddingtona,*a Pharmacokinetics-Biopharmaceutics Laboratory, Department of Pharmaceutical Sciences, School of Pharmacy,University of Maryland at Baltimore, AHB 540A, 100 Penn Street, Baltimore, MD 21201, USAb Department of Neurobiology and Behavior, Walter Reed Army Institute of Research, 503 Robert Grant Road, 2W 97 Silver Spring,MD 20910-7500, USA
ABSTRACT: The purpose of this study was to examine the pharmacokinetics of three doses ofcaffeine administered as Stay Alert1 chewing gum in a multiple dose regimen.
Methods: A double-blind, parallel randomized, four-treatment study design was employed. The
treatment groups were: 50, 100 and 200 mg caffeine and placebo. Subjects were 48 (n ¼ 12 pergroup), healthy, non-smoking, males and females who had abstained from caffeine ingestion for atleast 20 h prior to dosing, who were randomly assigned to the treatment groups. Caffeine wasadministered at 2400, 0200 and 0400 h depending on the treatment group. Blood samples werecollected pre-dose and at 5, 15, 30, 45, 60, 75, 90 and 105 min after each caffeine dose. Samples werealso collected at 7.5, 8.5 and 18 h after the last dose of caffeine. Plasma caffeine levels were analysedby a validated UV-HPLC method.
Result: The mean Tmax after the third dosing ranged from 0.37 to 1.12 h. Cmax for 50, 100 and
200 mg was 2.69, 3.45 and 6.33 mg/l, respectively. AUCinf for 50, 100 and 200 mg group was 33.2,46.94 and 86:94 mg=l à h, respectively. AUCinf values suggested a dose proportionate increase. Dosenormalized Cmax and AUC0Àt values across doses were not significantly different, suggestinglinearity was maintained after multiple doses of the Stay Alert1 chewing gum. There were no grouprelated differences in elimination.
Conclusions: The results suggest that caffeine administered in the gum formulation (Stay Alert1
chewing gum) via a multiple dosing regimen provides an effective and convenient means ofmaintaining effective concentrations of caffeine that would in some operational scenariosbe desirable for maintaining alertness and performance in sleep deprived individuals. Copyright# 2005 John Wiley & Sons, Ltd.
Key words: caffeine chewing gum; caffeine multiple dose; pharmacokinetics; buccal absorption
is a commonly used stimulant, known to alle-viate the effects of sleep deprivation and fatigue.
Sleep loss and fatigue are associated with
The pharmacodynamics and pharmacokinetics of
degraded physical performance, cognitive im-
caffeine have been well characterized [3]. It is
pairment and disturbance of mood [1,2]. Caffeine
rapidly absorbed after oral dosing, and exten-sively metabolized by the liver (99%) to formthree major metabolites 3,7-dimethylxanthine,
*Correspondence to: Department of Pharmacokinetics-Biophar-
1,7-dimethylxanthine and 1,3-dimethylxanthine.
maceutics Laboratory, Department of Pharmaceutical Sciences,
At typical dose levels (e.g. 1 cup of coffee/
School of Pharmacy, University of Maryland at Baltimore, AHB
70–100 mg), caffeine exhibits dose-independent
540A, 100 Penn Street, Baltimore, MD 21201, USA. E-mail: [email protected]
or linear pharmacokinetics [3]. However, at
Copyright # 2005 John Wiley & Sons, Ltd.
higher doses (e.g. 250–500 mg single dose), the
who habitually consumed less than 300 mg of
clearance of caffeine is significantly reduced and
caffeine per day volunteered for this study.
its elimination half-life is prolonged, indicating
Females were not using nor had used any form
of hormonal contraceptives in the 3 months prior
Caffeine has also been used to counteract the
to the study (such contraceptives are known to
effects of sleep deprivation. Penetar et al. [4]
modify the metabolism of caffeine [10]). After
showed that caffeine is effective for reversing
signing an informed consent, the health status of
performance, alertness and mood deficits pro-
the subjects was determined on the basis of
duced by prolonged sleep deprivation. Other
medical history, physical examination and rou-
studies have demonstrated that the pharmaco-
tine laboratory tests. The study was conducted at
dynamic properties of caffeine are dose depen-
the Walter Reed Army Institute of Research
dent [1]. Over the past few years, there has been
(WRAIR) and the protocol for the study was
increased interest in the pharmacodynamic ef-
fects of caffeine during sleep deprivation, reflect-
Review Board of the Office of the Surgeon
ing concerns surrounding the ubiquitous and
pervasive problem of sleep loss in military andother operational environments. Thus, studies
have been conducted to compare various caffeinedoses and modes of delivery (capsule, oral
Subjects were randomly assigned to one of four
solution, gum), with the aim of determining
treatment groups as follows: placebo, 50, 100 or
which is the safest, most reliable and most
200 mg of caffeine as Stay Alert1 chewing gum.
rapidly absorbed. Gum formulations have been
The subjects were restricted from using caffeine,
a particular focus, since such formulations have
alcohol or any medications for 32 h prior to
been used to enhance the rate of absorption for
dosing. An indwelling catheter was inserted into
various other agents including aspirin [5,6],
the forearm vein of each subject and maintained
with a saline drip prior to dosing. Each subject
In order to determine if caffeine is also more
was administered two sticks of gum and was
rapidly absorbed from gum (Stay Alert1 chewing
instructed to chew the gum for 5 min. Previous
gum) vs an immediate release capsule, the
work has demonstrated that approximately 85%
pharmacokinetics of these two formulations
of the caffeine is delivered by 5 min of chewing
were recently compared in a single dose study
[11]. Subjects were administered the Stay Alert1
[9]. A significantly faster absorption rate was
gum at 2400, 0200 and 0400 h, and after chewing
evident for the gum formulation, as evidenced by
for 5 min the subjects expectorated the gum.
its higher absorption rate constant (ka), higher
Blood samples were collected at the following
times: pre- dose and at 5, 15, 30, 45, 60, 75, 90 and
of absorption (AUCinf) for both formulations
105 min after each dose. In addition, blood
samples were collected at 7.5, 8.5 and 18 h after
The present study constitutes the next step in
the first dose of caffeine. Plasma was immedi-
determining the operational usefulness of caffei-
ately separated by centrifugation and stored at
nated chewing gum}determination of whether
À708C until analysed. The subjects received a
enhanced absorption is also evident across a
standardized lunch and dinner, and water was
multiple dosing regimen, and characterization of
other aspect of the pharmacokinetics of caffeinein Stay Alert1 chewing gum.
A valid specific high-performance liquid chro-
matography method was used to quantify caf-feine in the plasma samples [12]. To 250 ml of
Forty-eight young (18–35 years), healthy, non-
plasma, 250 ml of 0.8 m perchloric acid containing
smoking males ðn ¼ 28Þ and females ðn ¼ 20Þ
8 mg/ml of the internal standard, 8-chlorotheo-
Copyright # 2005 John Wiley & Sons, Ltd.
Biopharm. Drug Dispos. 26: 403–409 (2005)
phylline was added. The resulting solution was
mental modeling. Additional pharmacokinetic
vortexed for 10 s and centrifuged at 6000 rpm
parameters determined by compartmental mod-
for 5 min. Fifty ml of the supernatant was injected
eling were Vd/F, Cl/F. The accumulation factor
onto the chromatographic system. The analyte
was determined by comparison of the third
was eluted with a Phenomenex C18 analytical
dose vs the first dose as defined below in the
column (Phenomenex, CA) (15 cm  4.6 mm). The
mobile phase consisted of acetonitrile/tetrahy-
drofuran/acetic acid/H2O (50:30:5:915 v:v:v:v)
and pumped at a flow rate of 1 ml/min. Caffeine
was detected using UV absorption at a wave-
where n is the number of doses, t is the dosing
length of 274 nm. The LOQ was 100 ng/ml with
interval and lz is the terminal elimination rate
a within-day variation of less than 5% and a
constant. A parametric general linear model was
between-day variation of less than 10%.
applied to each of the aforementioned pharma-cokinetic parameters. Inferential statistical ana-
lyses consisted of one-way ANOVA with aTukey’s post-hoc test. The significance level was
Non-compartmental and compartmental model-
ing was used to estimate caffeine pharmacoki-netic parameters after multiple dose adminis-tration. The caffeine concentration-time datawere evaluated using Winnonlin1 Professional
(Pharsight Inc., Cary, NC, v 3.1). The maximumcaffeine concentration measured for each subject
Forty-eight normal healthy volunteers completed
was Cmax. The time that Cmax occurred was Tmax.
the study with no serious adverse effects.
The area under the curve (AUC) from time 0 to
The mean (Æ SD) age, weight and height of
the end of the dosing interval (t), AUC0Àt, the
subjects were 25 (Æ 5.1) years, 158.45 (Æ 27.39)
AUC from 0 to the last concentration time point
lbs and 58 (Æ 4.25), respectively. The first pre-
(AUCcplast) was determined by the trapezoidal
dose concentrations of caffeine were below the
LOQ of the assay. This indicates that the subjects
did not take caffeine prior to the start of the
study. Figure 1 depicts the geometric mean
The elimination rate constant (lz) was deter-
profile after the 50, 100 and 200 mg multiple
mined by linear regression of the linear portion
dose gum treatments obtained after dosing at
of the ln (conc) vs time profile. Typically, four to
2400, 0200 and 0400 h. As expected, the plasma
five time points were used to determine the
caffeine concentrations displayed a rapid rise
terminal elimination rate constant. A one-com-
after each administration and Cmax levels were
partment model assuming first-order oral ab-
achieved within 15 min after administration.
sorption and first-order elimination provided
Furthermore, the pharmacokinetic profile of
the best fit for individual patient concentration-
the three-dosage groups appears to be mono-
time data. The choice of PK model was based on
exponential. Figure 2 illustrates the mean
the standard goodness of fit criteria which
(Æ SD) Cmax and AUC0Àt for the three dosing
included weighted sum of squares of residuals
intervals. In general, this shows a steady
(WSSR), Akaike’s information criteria (AIC),
increase in both the Cmax and AUC with each
Schwarz criteria (SC), residual plots, and plots
of observed and model-predicted concentration
As stated, the subjects were randomly assigned
vs time. The model with the smallest values
to one of the four groups: placebo, 50, 100 or
for AIC, SC and WSSR was chosen as the best
200 mg of caffeine as Stay Alert1 chewing gum.
model. Absorption rate constant (Ka) was esti-
Subjects were administered the 50 mg dose of the
mated from the absorption phase by compart-
gum at time 2400, 0200 and 0400 h. Samples were
Copyright # 2005 John Wiley & Sons, Ltd.
Biopharm. Drug Dispos. 26: 403–409 (2005)
also collected at 7.5, 8.5 and 18 h after the first
dose. The pharmacokinetic parameters obtained
after administration of caffeine are summarizedin Tables 1 and 2. After the third 50 mg dose of
the chewing gum, the mean Cmax associated withthe 50 mg dose group was 2.609 (+1.481) mg/l.
The time to reach peak concentration (Tmax) was
consistent across dosings, suggesting that the
rapid absorption seen with the previous single
dose study is maintained after successive doses. The extent of absorption, AUCinf over the threedoses was found to be 33:2 mg=l à h. The mean
AUC(4–6) after the third dose ð4:66 mg=l à hÞdisplayed an accumulation of 2.308 compared
Figure 1. Mean ( Æ SD) caffeine plasma concentration profiles
with the first dose ð1:88 mg=l à hÞ. Figure 2A, B
following a 50, 100 and 200 mg multiple dose of caffeine as
displays the Cmax and AUC0Àt observed with
gum formulation to healthy volunteers. Caffeine was admi-nistered at 0, 2 and 4 h. Twelve subjects were enrolled in each
tion achieved with multiple doses of theStay Alert1 gum.
The 100 mg treatment group also displayed
accumulation after the second and third doses.
Caffeine plasma concentrations displayed anincrease in Cmax with every subsequent dose as
illustrated in Figure 2A. The Cmax after the third
dose (3.46 mg/l) was significantly higher (p5
0.05) than the first dose (1.25 mg/l). Tmax values
max1: 0.937, Tmax2: 2.781, Tmax3: 4.841 h) at each
dosing interval indicate rapid caffeine absorption
after each dosing. The extent of caffeine absorp-tion
46:95 mg=l à h. Again as was evident with Cmax,
the AUC4–6 ð5:73 mg=l à hÞ displayed an accumu-
lation ratio of 2.467 compared with the first dose
The plasma concentration profile of subjects in
the highest dose group showed a similar pattern
of drug accumulation, with Cmax for the thirddosing interval being the highest at 6.24 mg/l.
The mean Cmax associated with three dosing
intervals were 2.14 (Cmax1), 4.37 (Cmax2) and 6.24
(Cmax3) mg/l (Figure 2). Tmax values (Tmax1:1.028, Tmax2: 2.77, Tmax3: 5.125 h) for the highest
dosing group continued to show a similar pattern
of rapid caffeine absorption after each dosing.
The mean AUCinf was 86:93 mg=l à h (Table 2)and partial AUC for the three dosing intervals
Figure 2. Mean ( Æ SD) Cmax (A) and AUC (B) following
were AUC0–2: 3.11, AUC2–4: 6.45 and AUC4–6: 9:2
a 50, 100 and 200 mg multiple dose of caffeine as gum
9 mg=l à h (Figure 2). Partial areas in this max-
formulation to healthy volunteers. Caffeine was adminis-
imum dose group also displayed a consistent
tered at 0, 2 and 4 h. Twelve subjects were enrolled in eachtreatment group
Copyright # 2005 John Wiley & Sons, Ltd.
Biopharm. Drug Dispos. 26: 403–409 (2005)
Table 1. Mean (Æ SD) pharmacokinetic parameters following multiple doses of 50, 100 and 200 mg of StayAlert1 gum to normalhealthy volunteers using compartmental analysis
To determine if multiple dosing altered the
similar to levels achieved in the previous study
pharmacokinetics of caffeine, dose normalized
for each caffeine gum group. The elimination rate
values of Cmax and AUC were also examined.
constants obtained in that prior single dose study
Neither the dose-normalized values for Cmax nor
ranged over 0.144–0.17 for the 50–200 mg dose
the AUCinf differed across the treatment groups.
groups, and were not significantly different from
The mean volume of distribution ranged over
those obtained in the present study.
0.82–1.27 l/kg, consistent with earlier observa-
These findings suggest that the faster rate and
tions that caffeine distributes rapidly with no
extent of absorption seen with the single dose
specific binding to tissues [10]. Likewise, elim-
study is essentially maintained across repeated
ination parameters lz and Cl/F did not differ
doses. Also, the pharmacokinetic parameters
across the treatment groups. This suggests that at
seem to be dose independent. These findings
higher treatment doses there is no saturation of
suggest that both the physical and mental
metabolic pathways, i.e. pharmacokinetics in
performance deficits that result from sleep loss
humans at levels of normal exposure (5250 mg)
or fatigue could be reversed quickly by caffeine
are not dose dependent. The elimination rate
administered in a gum formulation, and benefits
constant and Cl/F values showed no statistical
might be maintained over an extended period of
differences across the treatment groups. These
results suggest that linearity is maintained in a
In a gum formulation, caffeine absorption
occurs primarily through the buccal mucosa}asite at which drug absorption is known to berapid [13]. The buccal mucosa has a rich vascularsupply resulting in a favorable rate of absorption
for many drugs, especially for lipophilic agentssuch as caffeine. However, it is likely that with
The objective of this study was to evaluate the
the gum formulation some portion of the caffeine
pharmacokinetics of caffeine extruded from a
was also swallowed with saliva, and absorbed in
gum, across multiple doses. A steady accumula-
the gastrointestinal tract. The likelihood of this is
tion of drug after each dosing interval was
supported by that fact that multiple peaks in the
evident, and linear kinetics was suggested by
plasma profiles were evident for a number of
the dose normalized AUC and Cmax values. In a
subjects, suggesting multiple sites of absorption
previous study the rate of absorption and relative
(i.e. buccal mucosa for the early peak, and GI
bioavailablity of caffeine administered were
tract for the later peak). This most likely
compared in chewing gum versus capsules [9].
contributed to the high variability of the phar-
The Cmax levels achieved were 0.7, 1.2 and
macokinetic parameters, indicated by high stan-
3.7 mg/l for the 50, 100 and 200 mg caffeine
gum groups. The Cmax levels achieved in the
Another potential source of increased varia-
present study for the first dosing interval are
bility was the ‘mastication rate.’ Differential
Copyright # 2005 John Wiley & Sons, Ltd.
Biopharm. Drug Dispos. 26: 403–409 (2005)
mastication rates, both within and between
subjects, could have contributed to variability
in the data, by affecting the rate at which
the caffeine was extruded from the gum. Varia-bility resulting from this and other factors
may have been reduced had the study utilized
The pharmacodynamic effects of caffeine are
dependent on its pharmacokinetic properties.
Caffeine improves performance and alertness insleep-deprived subjects, and in individuals who
are required to work long hours. With caffeine
administered in a gum formulation, a quick onsetof action is obtained (within 5–10 min of admin-
istration). The dose can be repeated every 2 h or
as needed to have sustained levels of caffeine,
and thus sustained performance for extended
In summary, caffeine administered in the gum
formulation (Stay Alert1 chewing gum) via a
repeated dosing regimen provides a viable
means of sustaining blood concentrations of
caffeine for prolonged periods, i.e. at levels
necessary to achieve continuous, effective phar-
macodynamic responses in sleep deprived in-
dividuals. Further studies are underway to
We would like to acknowledge the assistance of
the staff of the Division of Neuropsychiatry,Walter Reed Army Institute of Research for
their assistance and support in the completion
of this study and the preparation of this manu-
script. Human volunteers participated after giv-
ing their free and informed written consent. This
research was conducted in conformity with AR
70-25 and USAMRDC Reg 70-25 on the useof human volunteers in research and the Guiding
and Human Beings. Use of trade names does
not constitute endorsement of product. The
opinions or assertions contained herein are
the private views of the authors and are not to
be construed as official or reflecting the opinions
of the Department of the Army or the Depart-
Copyright # 2005 John Wiley & Sons, Ltd.
Biopharm. Drug Dispos. 26: 403–409 (2005)
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