Antibiotics in Addition to Systemic Corticosteroids forAcute Exacerbations of Chronic ObstructivePulmonary Disease
Johannes M. A. Daniels1, Dominic Snijders1, Casper S. de Graaff1, Fer Vlaspolder2, Henk M. Jansen3,and Wim G. Boersma1
1Department of Pulmonary Diseases and 2Department of Microbiology, Medical Center Alkmaar, Alkmaar; and 3Department of PulmonaryDiseases, Amsterdam Medical Center, University of Amsterdam, Amsterdam, The Netherlands
Rationale: The role of antibiotics in acute exacerbations is controver-sial and their efficacy when added to systemic corticosteroids is
unknown. Objectives: We conducted a randomized, placebo-controlled trial to
determine the effects of doxycycline in addition to corticosteroids on
Although evidence suggests that antibiotics are effective in
clinical outcome, microbiological outcome, lung function, and
acute exacerbations of chronic obstructive pulmonary dis-
systemic inflammation in patients hospitalized with an acute exac-
ease, most trials were flawed and performed before systemic
erbation of chronic obstructive pulmonary disease.
corticosteroids were recognized as a beneficial treatment.
Methods: Of 223 patients, we enrolled 265 exacerbations defined onthe basis of increased dyspnea and increased sputum volume with orwithout increased sputum purulence. Patients received 200 mg of
oral doxycycline or matching placebo for 7 days in addition to
This study provides evidence that antibiotics in addition to
systemic corticosteroids. Clinical and microbiological response, time
systemic corticosteroids have a limited and short-lived effect
to treatment failure, lung function, symptom scores, and serumC-reactive protein were assessed.
on clinical outcome and symptoms and no effect on lung
Measurements and Main Results: On Day 30, clinical success was similar
in intention-to-treat patients (odds ratio, 1.3; 95% confidence in-terval, 0.8 to 2.0) and per-protocol patients. Doxycycline showedsuperiority over placebo in terms of clinical success on Day 10 in
of approximately one third of severe exacerbations cannot be
intention-to-treat patients (odds ratio, 1.9; 95% confidence interval,
identified (4). The role of bacteria in AECOPD is controversial.
1.1 to 3.2), but not in per-protocol patients. Doxycycline was also
In about 50% of exacerbations significant amounts of potential
superior in terms of clinical cure on Day 10, microbiological outcome,
bacterial pathogens can be isolated from protected brush
use of open label antibiotics, and symptoms. There was no in-
specimens obtained by bronchoscopy (5–7). However, the same
teraction between the treatment effect and any of the subgroup
pathogens are found in the airways of patients in a stable phase
variables (lung function, type of exacerbation, serum C-reactive
of the disease (5, 8–11). It is impossible for clinicians to
distinguish infection from colonization. Nonetheless, antibiotics
Conclusions: Although equivalent to placebo in terms of clinical
are widely used to treat patients with AECOPD. Several meta-
success on Day 30, doxycycline showed superiority in terms of clinical
analyses have confirmed the value of antimicrobial therapy (12–
success and clinical cure on Day 10, microbiological success, the use
14). Antibiotics seem to be most effective in patients with
of open label antibiotics, and symptoms.
increased dyspnea, increased sputum volume, and increased
Clinical trial registered with www.clinicaltrials.gov (NCT00170222).
sputum purulence (15). Unfortunately, the placebo-controlled
Keywords: pulmonary disease; chronic obstructive pulmonary disease;
trials that investigated the efficacy of antibiotics have important
limitations (16–18). Furthermore, these trials were conductedseveral decades ago, before systemic steroids were widely
Chronic obstructive pulmonary disease (COPD) constitutes a ma-
introduced for the treatment of AECOPD (19–22).
jor health problem (1). Acute exacerbations of COPD (AECOPD)
It is unclear whether antibiotics have additional benefits
have considerable impact on morbidity, mortality, and quality of
when applied in patients with more severe exacerbations that
life (2, 3). Common triggers for AECOPD include air pollution
are already treated with systemic corticosteroids. Sachs and
and viral and/or bacterial infection of the airways, but the cause
colleagues (23) suggested that antibiotics were redundant whencorticosteroids were given, irrespective of sputum color orbacterial involvement. However, their sample size was small(n 5 71) and it consisted of both patients with COPD and
(Received in original form June 4, 2009; accepted in final form October 29, 2009)
patients with asthma. In our opinion, therefore, new placebo-
Supported by an unrestricted grant from GlaxoSmithKline (The Netherlands).
The funding source had no part in the study design, conduct, or reporting of the
We designed a randomized, double-blind, placebo-controlled
trial of doxycycline in addition to systemic corticosteroids for
Correspondence and requests for reprints should be addressed to Johannes M. A.
patients hospitalized with an acute exacerbation of COPD. Our
Daniels, M.D., Department of Pulmonary Diseases, VU University Medical Center,
goal was to assess the effects of doxycycline on clinical and
De Boelelaan 1117, 1081 HV Amsterdam, The Netherlands. E-mail: j.daniels@
microbiological response, symptoms, lung function, and sys-
temic inflammation (C-reactive protein). The design of this trial
This article has an online supplement, which is accessible from this issue’s table of
is unique in that it has incorporated several features that were
missing in other placebo-controlled trials: first, concomitant treat-
ment, including systemic corticosteroids, was fully standardized.
Originally Published in Press as DOI: 10.1164/rccm.200906-0837OC on October 29, 2009Internet address: www.atsjournals.org
Second, radiographic signs of pneumonia and fever were exclusion
Daniels, Snijders, de Graaff, et al.: Antibiotic Therapy for Acute Exacerbations of COPD
criteria to prevent enrollment of patients with pneumonia.
placebo group and 67% for the antibiotic group (type 1 and type 2
Finally, sputum samples were collected before and after the
AECOPD combined). We calculated that 167 exacerbations were
intervention to allow a thorough microbiological workup. Some
needed in both arms to detect the previously mentioned difference
of the results of these studies have been previously reported in
between antibiotic and placebo treatment on Day 30 with a power of80% and a two-sided a level of 0.05. During the trial we discovered that
the percentage of type 1 exacerbations in our trial was higher thanexpected. Therefore we expected a higher treatment effect (16.7%).
Recalculation of the sample size showed that 132 exacerbations wereneeded in each arm.
SPSS 16.0 for Windows (SPSS Inc, Chicago, IL) and Stata version
Participants were enrolled at the Medical Centre Alkmaar in Alkmaar,
11.0 (StataCorp, College Station, TX) were used for data management
the Netherlands and the Waterland Hospital in Purmerend, the Nether-
and statistical analysis. Differences between the treatment groups were
lands. The study population consisted of patients 45 years of age or older,
analyzed by logistic regression analysis, correcting for within-patient
diagnosed with COPD stages I–IV as defined by the Global Initiative
clustering with generalized estimating equations. Differences in time to
for Chronic Obstructive Lung Disease (GOLD) (25), with an acute
treatment failure were compared by Cox proportional hazards re-
(onset < 14 d) exacerbation (as defined by Anthonisen and colleagues
gression, adjusting for within-patient clustering by robust standard
[15]: type 1 [increased dyspnea, sputum volume, and sputum purulence]
error estimation. Subgroups were specified according to type of exac-
or type 2 [two of three symptoms]) that required hospitalization. Criteria
erbation, bacterial presence, serum CRP, and lung function. Heteroge-
for hospital admission are described in the online supplement. The most
neity of treatment effect between subgroups was examined by logistic
important exclusion criteria included fever (>38.58C) to prevent enroll-
regression analysis. A significance level of 0.05 was specified for all
ment of patients with pneumonia, antibiotic treatment for at least
comparisons. We did not correct for multiple comparisons because
24 hours, and radiographic signs of pneumonia (not specified). All
several sets of end points are closely related and do not represent
exclusion criteria are listed in the online supplement.
One planned interim analysis, regarding the primary end point and
mortality, that was performed by an independent statistician after
Within 24 hours of admission, patients were randomly assigned to
enrollment of 140 exacerbations showed no significant differences and
receive a 7-day course of doxycycline or placebo. Details about the
the study was therefore continued as planned.
randomization process and allocation concealment are presented in theonline supplement. Concomitant treatment consisted of intravenously
administered prednisolone (starting with 60 mg/d, tapering by 10 mgper 2 d to 40 mg/d followed by 30 mg of oral prednisolone on Day 7,
tapering by 5 mg per 2 d to 0 mg or the maintenance dose before
Of the 367 exacerbations that were screened, 265 exacerbations
admission), nebulized bronchodilator therapy four to six times daily,
of 223 patients were enrolled and randomly assigned to placebo
and physiotherapy. Other COPD medication was continued, except forshort-acting bronchodilators. Because all patients received 6 days of
(137 exacerbations) or doxycycline (128 exacerbations). After two
intravenous steroids the minimum length of stay was 7 days.
enrollments, inclusion at the Waterland Ziekenhuis in Purmerend
Throughout the trial, attending physicians were unable to access the
was terminated for logistical reasons. The majority of the patients
results of sputum cultures. However, when a pathogen was isolated that
in the placebo group (110 of 137 [80%]) and the doxycycline
is usually resistant to doxycycline, the attending physician was in-
group (111 of 128 [87%]) completed the trial (Figure 1). The most
formed. In case of clinical treatment failure the attending physician was
common reason for withdrawal was lack of efficacy, which was
allowed to access the culture results and to replace the study drug by an
more common in the placebo group (23 of 137 [17%]) than in the
open label antibiotic. Rerandomization was allowed if a new exacer-
doxycycline group (8 of 128 [6%]). The baseline characteristics
bation occurred at least 3 months after the first enrollment. Safety was
are shown in Table 1. Of the 265 enrolled exacerbations, 178
monitored daily with the help of adverse event reports.
(67%) were type 1 and 87 (33%) were type 2.
On Days 1, 10, and 30, patients were assessed clinically: blood sampleswere drawn for measurement of C-reactive protein (CRP, Beckman
On Day 30, clinical success was observed in 78 patients (61%)
Coulter Inc., Fullerton, CA) and serologic testing, spirometry was
from the doxycycline group and 72 patients (53%) from the
performed and expectorated sputum samples were collected. Symptom
placebo group (odds ratio [OR], 1.3; 95% confidence interval
scores consisted of visual analog scales (VAS) for dyspnea, cough,
[95% CI], 0.8 to 2.0; P 5 0.32) (Table 2). In the per-protocol
fatigue, and sputum purulence. For each symptom the minimal score
population we found similar results (OR, 1.2; 95% CI, 0.7 to 1.9;
was 1 and the maximal score was 10. Separate and total scores were
calculated. Microbiological procedures are described in detail in theonline supplement.
The primary end point was clinical response on Day 30 as defined by
Chow and colleagues (26) Treatment success was defined as cure (a
Clinical outcome on Day 10. On Day 10, clinical success was
complete resolution of signs and symptoms associated with the exacer-
observed in 103 patients (80%) from the doxycycline group and
bation) or improvement (a resolution or reduction of the symptoms and
94 patients (69%) from the placebo group (OR, 1.9; 95% CI, 1.1
signs without new symptoms or signs associated with the infection).
to 3.2; P 5 0.03). This significant difference was lost in the per-
Treatment failure was defined as absence of resolution of symptoms and
protocol population (OR, 1.8; 95% CI, 1.0 to 3.1; P 5 0.05).
signs, worsening of symptoms and signs, occurrence of new symptoms
Clinical cure. Clinical cure was observed in 86 patients
and signs associated with the primary or a new infection or death.
(67%) from the doxycycline group and 69 patients (51%) from
Secondary end points included clinical success on Day 10, clinical cure
the placebo group on Day 10 (OR, 1.9; 95% CI, 1.2 to 3.2; P 5
on Days 10 and 30, antibiotic treatment for lack of efficacy, lung function(DFEV
0.01). On Day 30 clinical cure was observed in 65 patients
1), time to treatment failure (defined previously), serum C-reactive
protein (CRP), symptoms, and microbiological response. Criteria for
(51%) from the doxycycline group and 56 patients (41%) from
microbiological response are described in the online supplement.
the placebo group (OR, 1.4; 95% CI, 0.9 to 2.3; P 5 0.15).
Time to treatment failure. Time to treatment failure (defined
as absence of resolution of symptoms and signs, worsening of
Our sample size calculation was based on the results of Anthonisen and
symptoms and signs, occurrence of new symptoms and signs
colleagues (15), who found a clinical success rate of 52% for the
associated with the primary or a new infection or death) was not
AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE
Figure 1. Enrollment and fol-low-up of patients. Shows thescreening,
dom assignment, and follow-up of patients.
significantly longer in the doxycycline group than in the placebo
238.9 6 72.7 mg/L in the placebo group (P 5 0.07) (Table 2).
group (P 5 0.19 by the log-rank test) (Figure 2). Forty-six
This trend was no longer present on Day 30.
patients (37%) in the doxycycline group and 62 patients (46%)
Symptom scores. The mean change in total symptoms score
in the placebo group had treatment failure.
on Day 10 was 210.1 6 9.0 in the doxycycline group and 26.2 6
Antibiotic treatment for lack of efficacy. Open label antibiotic
8.6 in the placebo group (mean difference, 22.3; 95% CI, 23.9
treatment for lack of efficacy was applied in 19 patients (15%)
to 20.8; P 5 0.003) (Table 2). On Day 30, the mean change was
of the doxycycline group and 38 patients (28%) in the placebo
29.4 6 9.7 in the doxycycline group and 28.3 6 8.6 in the
group by Day 10 (OR, 0.5; 95% CI, 0.3 to 0.9; P 5 0.01) and 42
placebo group (mean difference, 21.0; 95% CI, 23.7 to 1.8; P 5
patients (33%) in the doxycycline group and 61 patients (45%)
0.50). Separate mean symptom scores of cough and sputum
of the placebo group by Day 30 (OR, 0.7; 95% CI, 0.4 to 1.1;
purulence were significantly more reduced in those treated with
doxycycline on Day 10, but not on Day 30 (Table 2).
Lung function. Paired lung function data were available for
Microbiological outcome. Two hundred and fourteen poten-
224 patients (85%) on Days 1 and 10 and in 189 patients (71%)
tial bacterial pathogens were isolated in 158 exacerbations. The
on Days 1 and 30. The mean increase in FEV1 on Day 10 was
most predominant bacteria were Haemophilus influenzae
0.16 6 0.26 L in the doxycycline group and 0.11 6 0.26 L in the
(41%), Streptococcus pneumoniae (24%) and Moraxella catar-
placebo group (mean difference, 0.05 L; 95% CI, –0.02 to 0.12;
rhalis (22%). A viral infection was serologically diagnosed in
P 5 0.16) (Table 2). On Day 30, the mean increase was 0.15 6
20 patients (influenza A virus, n 5 6; parainfluenza virus, n 5 5;
0.33 L in the doxycycline group and 0.08 6 0.25 L in the placebo
respiratory syncytial virus, n 5 5; adenovirus, n 5 3; influenza B
group (mean difference, 0.07 L; 95% CI, 20.03 to 0.13; P 5
virus, n 5 1). Resistance to tetracycline was observed in 1% of
H. influenzae isolates, 7% of S. pneumoniae isolates, 7% of
Serum C-reactive protein. The mean change in serum CRP
M. catarrhalis isolates, 0% of Staphylococcus aureus isolates,
on Day 10 was 256.4 6 65.5 mg/L in the doxycycline group and
and 48% of Pseudomonas spp. isolates. We were able to evaluate
Daniels, Snijders, de Graaff, et al.: Antibiotic Therapy for Acute Exacerbations of COPD
TABLE 1. BASELINE PATIENT CHARACTERISTICS
Definition of abbreviations: AECOPD 5 acute exacerbation of COPD; FEV1 5 postbronchodilator forced expiratory volume in 1
second; ICS 5 inhalation corticosteroids; IQR 5 interquartile range; SCS 5 systemic corticosteroids.
Plus–minus values represent means 6 SD. * The body mass index is the weight in kilograms divided by the square of the height in meters. † Last recorded postbronchodilator value in a stable state before admission.
the bacteriological response in 151 patients (Table 3). In the
doxycycline group bacteriological success was accomplished in52 of 78 patients (67%) and in the placebo group in 25 of 73
We found no significant difference in clinical outcome on Day 30
patients (34%) (OR, 3.8; 95% CI, 1.9 to 7.5; P
among patients with AECOPD who were randomly assigned to
3). For the three most predominant pathogens (H. influenzae,
doxycycline as compared with those who were assigned to
S. pneumoniae, and M. catarrhalis) the success rates were
placebo. Doxycycline was superior to placebo in terms of clinical
significantly better in the doxycycline group (Table 3). In the
success and clinical cure on Day 10 as well as microbiological
doxycycline group bacterial persistence rates were 31% for H.
success. In addition, open label antibiotic therapy for lack of
influenzae, 17% for S. pneumoniae, and 9% for M. catarrhalis.
efficacy occurred significantly less often in patients assigned todoxycycline. Finally, patients taking doxycycline had a greater
reduction in symptoms on Day 10. We did not see a difference inrecovery of lung function, resolution of systemic inflammation,
On Day 10 doxycycline showed superiority in patients with type
and time to treatment failure between the treatment groups.
1 AECOPD and patients with a CRP value of 50 mg/L or more
This is the first placebo-controlled trial of antibiotics in
(Figure 3a). However, the treatment effect did not differ among
addition to systemic corticosteroids for acute exacerbations of
these subgroups. On Day 30 doxycycline was still superior to
COPD. We did not find a significant treatment effect at the
placebo in patients with a CRP of at least 50 mg/L, but not in
primary end point (clinical success on Day 30). This observation
patients with type 1 AECOPD (Figure 3B). Again, no in-
could be explained by several factors: first, systemic steroids
teraction between the treatment effect and any of the subgroup
have proven to be highly beneficial in hospitalized patients (19–
22). The benefit of antibiotics on top of systemic steroids mightbe smaller than that observed in other studies where systemic
steroids were often withheld or applied only in a minority of
Adverse reactions that were considered to be related to the
patients. Second, we excluded patients with fever and patients
study medication occurred in four patients (3%) in the doxy-
with chest radiographs suggestive of pneumonia. This was not
cycline group and five patients (4%) in the placebo group.
done in other placebo-controlled trials. Consequential enroll-
Adverse reactions in both groups were heartburn, diarrhea, and
ment of patients with pneumonia might have inflated the
nausea. All reactions were mild and self-limiting. In only one
observed treatment effects. Third, we studied patients with
patient was the study medication discontinued, because of an
moderate to severe COPD with exacerbations that required
adverse reaction (placebo group, complaints of heartburn).
hospitalization. The severe nature of these exacerbations might
Serious adverse events occurred in 11 patients (9%) from the
have caused a large proportion to relapse early, thereby
doxycycline group (11 events, including 7 deaths) and 7 patients
attenuating the treatment effect. A fourth explanation could
(5%) from the placebo group (7 events, including 3 deaths).
be insufficient antibacterial activity of doxycycline. Tetracy-
Serious adverse events in the doxycycline group included
clines were used in the majority of placebo-controlled trials so
pneumonia, urinary tract infection, myocardial infarction, and
far and the resistance rates of the commonly isolated bacterial
hypoglycemia. One patient died of gram-negative sepsis, four
pathogens in our region are low. Nonetheless, although persis-
patients died of respiratory failure, and two patients died of
tence rates for S. pneumoniae and M. catarrhalis were low, we
acute heart failure. Serious adverse events in the placebo group
did prove persistence in 31% of patients with H. influenzae who
included pneumonia and stomach perforation. One patient died
received doxycycline whereas the in vitro resistance rate of
of pneumonia and two died of respiratory failure.
AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE
TABLE 2. EFFECTS OF INTERVENTION ON PRIMARY AND SECONDARY END POINTS IN THE INTENTION-TO-TREAT POPULATION
Open-label antibiotic treatment for lack of efficacy, no. (%)
Definition of abbreviations: 95% CI 5 95% confidence interval; CRP 5 C-reactive protein. Values are listed as mean 6 SD unless stated otherwise. * Corrected for within-patient clustering. † Symptoms scores were assessed with a visual analog scale (scale 1–10).
Persistence of H. influenzae strains after antibiotic therapy,
0.14). We therefore cannot claim interaction between the
even if the strain is susceptible to the prescribed antibiotic, is
treatment effect of doxycycline and the type of exacerbation.
a well-known phenomenon (27, 28). An in vitro study showed
Because sputum purulence is a marker for bacterial infection,
that penetration of H. influenzae between epithelial cells pro-tects the bacteria from antibody-mediated defense mechanismsand antibiotics (29). There is sufficient evidence to suggest thatfluoroquinolones such as moxifloxacin outperform conventionalantibiotics in terms of bacterial eradication, especially of H. influenzae. In spite of this there is no evidence of clinical supe-riority over conventional antibiotics and only limited evidenceof superiority in long-term outcomes such as time to the nextexacerbation (30). In light of this evidence, it seems unjustified toadvocate the use of quinolones for AECOPD in regions withacceptable resistance rates to conventional antibiotics.
As doxycycline was not superior to placebo in the overall
analysis, it is important to assess whether certain subgroupsbenefit from antibiotics. An important finding of Anthonisenand colleagues (15) was that antibiotics are most effective inpatients with increased sputum purulence (type 1 AECOPD). In the current study, we found that doxycycline was superior onDay 10 in patients with a type 1 exacerbation and equivalent in
Figure 2. Kaplan-Meier curves showing the effect of the intervention
patients with a type 2 exacerbation. The treatment effect, how-
on time to treatment failure in the intention-to-treat population.
ever, did not differ significantly between these groups (P 5
*Corrected for within-patient clustering.
Daniels, Snijders, de Graaff, et al.: Antibiotic Therapy for Acute Exacerbations of COPD
TABLE 3. BACTERIOLOGICAL RESPONSE ON DAY 10 IN SUBJECTS FROM THE INTENTION-TO-TREATPOPULATION WITH BACTERIAL INFECTION
A potential pathogen was identified in 158 exacerbations. The bacteriological response could be evaluated in 151
* Corrected for within-patient clustering. † Serologic tests were used for the diagnosis of M. pneumoniae and C. pneumoniae infection.
we also established subgroups according to the presence of
AECOPD does not necessarily represent a new infection that
a bacterial pathogen in expectorated sputum. Again, we found
warrants treatment with antibiotics. It is evident that the
no interaction with the treatment effect. This finding suggests
airways of patients with COPD are often colonized with bac-
that the presence of bacteria in the sputum of patients with
teria and that increase in bacterial load or even acquisition of a
on (A) Day 10 and (B) Day30. Shown are treatment ef-fect (solid squares), 95% confi-dence
lines), P values, and P valuesfor interaction between thetreatment effect and the sub-group variable. *Type of exac-erbation was defined accordingto Anthonisen and colleagues(15); †the cutoff value wasprespecified at 10 mg/L. In-creasing
clearly altered the results, withthe best results at 50 mg/L;‡predicted FEV1% 5 postbron-chodilator forced expiratoryvolume in 1 second, % ofpredicted (last recorded valuein a stable state before admis-sion). The cutoff value of pre-dicted FEV1% was prespecifiedat 50%. Lowering the cutoffvalue did not alter the results. AECOPD 5 acute exacerba-tion of COPD; xcorrected forwithin-patient clustering.
AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE
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Conflict of Interest Statement: None of the authors has a financial relationship
21. Davies L, Angus RM, Calverley PM. Oral corticosteroids in patients
with a commercial entity that has an interest in the subject of this manuscript.
admitted to hospital with exacerbations of chronic obstructive pul-monary disease: a prospective randomised controlled trial. Lancet
Acknowledgment: The authors thank the patients who enrolled in this study, and
the physicians, nurses, and secretaries of the Department of Pulmonary Diseases
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Psychiatry Research xx (2007) xxx – xxxPredicting therapeutic response to secondary treatment with bupropion:Dichotic listening tests of functional brain asymmetryGerard E. Bruder ⁎, Jonathan W. Stewart, Jennifer D. Schaller, Patrick J. McGrathDepartment of Psychiatry, Columbia University College of Physicians and Surgeons and New York State Psychiatric Institute,1051 Riverside Driv
FRIDAY, FEBRUARY 22, 2008 SOUTH CHINA MORNING POST AFTER SARS FIVE YEARS SINCE A KILLER VIRUS HIT, OUR FIVE-PART SERIESLOOKS AT THE IMPACT OF THE DISEASE AND LESSONS LEARNED PART 1 HONG KONG’S EXPERIENCE Outbreak of fear The appearance of a mysterious virulent disease that no one knew how to treat or stop from spreading gripped a terrified city, writes Sarah Monks It was the r